Vantage Financial Group, Inc.
SEC-registered
Insurance-Affiliated · Small ($100M–$1B)
CRD 105950
· SEC file 801-33485
· Cleveland, OH
· WWW.VANFIN.COM
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ADV data as of Mar 30, 2026
- Regulatory AUM
- $867M
- Discretionary
- $713M
- Clients
- 2,521
- Avg AUM / client
- $344K
- Accounts
- 2,521
- Employees
- 60
AUM over time
$287M
$867M
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,664 | $311M | 35.9% |
| High net worth individuals | 818 | $508M | 58.6% |
| Pension and profit sharing plans | 4 | $9.6M | 1.11% |
| Charitable organizations | 15 | $16.4M | 1.89% |
| Corporations and other businesses | 20 | $22.0M | 2.53% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Onix Networking 401(k) Plan Onix Networking Corp. | 2024 | |
| Vivos Therapeutics, Inc. 401(k) Plan Vivos Therapeutics, Inc. | 2024 | |
| Trans Tech Energy, Llc 401 K Plan Trans Tech Energy, Llc | 2024 | |
| Mfs Supply, Llc 401 K Plan Mfs Supply, Llc | 2024 | |
| Mcgowan & Company, Inc. 401(k) Plan Mcgowan & Company, Inc. | 2024 | |
| Union Home Mortgage Corporation 401(k) Plan Union Home Mortgage Corporation | 2024 | |
| Greater Cleveland Partnership 401(k) Plan Greater Cleveland Partnership | 2024 | |
| Peoples Services, Inc. 401(k) Retirement Plan Peoples Services, Inc. | 2024 |
People (27)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mccormick, William, Matthew | President/Chief Executive Officer | Jan 1987 (40y) | 50% – 75% | |
| Bearducci, Michelle | Owner | Jan 1994 (33y) | Less than 5% | |
| Michael Francis Cleary | Owner | CFP | Aug 1999 (27y) | 5% – 10% |
| Michael Thomas Bearducci | Executive Vice President/Secretary | Jan 2000 (27y) | 5% – 10% | |
| George Daniel Smith | Owner | Aug 2000 (26y) | 5% – 10% | |
| Berardinelli, Vincent, Michael | Owner | Jun 2004 (22y) | Less than 5% | |
| Aerni, Suzanne | Owner | Jan 2007 (20y) | Less than 5% | |
| Joseph Charles Kean | Chief Operating Officer | Mar 2015 (11y) | Less than 5% | |
| Robinson, Greg | Cfo | Feb 2020 (7y) | Less than 5% | |
| Jennifer Lynn Soltis | Chief Compliance Officer | Jan 2021 (6y) | Less than 5% | |
| James Fredrick Henyey | Registered representative | CFP | Aug 1999 (27y) | |
| Kemper David Arnold | Registered representative | Aug 1999 (27y) | ||
| Aaron Howard Stanley | Registered representative | May 2009 (17y) | ||
| Colin Ormsby Anderson | Registered representative | Jan 2010 (17y) | ||
| William Charles Witt | Registered representative | May 2010 (16y) | ||
| Solomon Michael Childs | Registered representative | Apr 2011 (15y) | ||
| Justin K Pagnard | Registered representative | Sep 2011 (15y) | ||
| Kevin Frederick Hansley | Registered representative | CFP | Jun 2014 (12y) | |
| Brian Gregory Parris | Registered representative | Apr 2017 (9y) | ||
| Daniel Nathan Steinberg | Registered representative | Chartered Financial Consultant | Nov 2017 (9y) | |
| Margaret Suzanne Maxel | Registered representative | Mar 2021 (5y) | ||
| James Ordell Judd | Registered representative | Chartered Financial Consultant | Jul 2021 (5y) | |
| Chad W Aerni | Registered representative | Jan 2022 (5y) | ||
| Steven John Spieldenner | Registered representative | Apr 2022 (4y) | ||
| Theresa Ann Schmotzer | Registered representative | Mar 2023 (3y) | ||
| Kurt Ryan Camden | Registered representative | Oct 2023 (3y) | ||
| Scott Anthony Zurawski | Registered representative | Mar 2026 (0y) |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (8)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Onix Networking 401(k) Plan | Onix Networking Corp. | 192 | $7.2M | 01/01/2024 |
| Vivos Therapeutics, Inc. 401(k) Plan | Vivos Therapeutics, Inc. | 113 | $1.7M | 01/01/2024 |
| Trans Tech Energy, Llc 401 K Plan | Trans Tech Energy, Llc | 577 | $26.2M | 01/01/2024 |
| Mfs Supply, Llc 401 K Plan | Mfs Supply, Llc | 140 | $6.1M | 01/01/2024 |
| Mcgowan & Company, Inc. 401(k) Plan | Mcgowan & Company, Inc. | 495 | $29.7M | 01/01/2024 |
| Union Home Mortgage Corporation 401(k) Plan | Union Home Mortgage Corporation | 1,712 | $94.9M | 01/01/2024 |
| Greater Cleveland Partnership 401(k) Plan | Greater Cleveland Partnership | 80 | $18.9M | 01/01/2024 |
| Peoples Services, Inc. 401(k) Retirement Plan | Peoples Services, Inc. | 935 | $12.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 988 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Pershing $867M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗