Dana Investment Advisors Inc
SEC-registered
Investment Adviser · Mid-sized ($1B–$10B)
CRD 105879
· SEC file 801-14828
· Waukesha, WI
· www.danainvestment.com
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ADV data as of Mar 24, 2026
- Regulatory AUM
- $6.1B
- Discretionary
- $5.5B
- Clients
- 2,290
- Avg AUM / client
- $2.7M
- Accounts
- 3,979
- Employees
- 60
AUM over time
$3.6B
$7.2B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 24, 2026
Investments (13F portfolio — 556 positions, $3,354,642,308)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Apple Inc | COM | $145,909,904 | 574,924 | 4.35% | 2.4% |
| 2 | Nvidia Corporation | COM | $139,747,296 | 801,303 | 4.17% | 2.3% |
| 3 | Microsoft Corp | COM | $108,447,721 | 292,967 | 3.23% | 1.78% |
| 4 | Alphabet Inc | CAP STK CL A | $101,588,281 | 353,277 | 3.03% | 1.67% |
| 5 | Amazon Com Inc | COM | $74,366,928 | 357,070 | 2.22% | 1.22% |
| 6 | Tidal Trust I | DANA UNCONSTRAIN | $69,006,672 | 3,408,629 | 2.06% | 1.14% |
| 7 | Broadcom Inc | COM | $53,717,308 | 173,556 | 1.6% | 0.88% |
| 8 | Meta Platforms Inc | CL A | $48,785,386 | 85,270 | 1.45% | 0.8% |
| 9 | Visa Inc | COM CL A | $39,890,719 | 131,983 | 1.19% | 0.66% |
| 10 | Servicenow Inc | COM | $37,414,054 | 357,858 | 1.12% | 0.62% |
| 11 | Lam Research Corp | COM NEW | $37,041,710 | 173,368 | 1.1% | 0.61% |
| 12 | Jpmorgan Chase & Co | COM | $34,813,472 | 118,349 | 1.04% | 0.57% |
| 13 | Abbvie Inc | COM | $33,520,934 | 154,126 | 1.0% | 0.55% |
| 14 | Eli Lilly & Co | COM | $33,500,201 | 36,422 | 1.0% | 0.55% |
| 15 | Diamondback Energy Inc | COM | $32,087,580 | 162,231 | 0.96% | 0.53% |
| 16 | Cisco Sys Inc | COM | $31,162,480 | 401,630 | 0.93% | 0.51% |
| 17 | Vertiv Holdings Co | COM CL A | $29,177,713 | 116,441 | 0.87% | 0.48% |
| 18 | Iqvia Hldgs Inc | COM | $28,447,948 | 166,811 | 0.85% | 0.47% |
| 19 | Slb Limited | COM STK | $28,423,714 | 553,098 | 0.85% | 0.47% |
| 20 | Accenture Plc Ireland | SHS CLASS A | $27,339,786 | 137,878 | 0.82% | 0.45% |
| 21 | Tidal Trust I | DANA CONCENTRA | $26,697,724 | 1,106,440 | 0.8% | 0.44% |
| 22 | Philip Morris Intl Inc | COM | $26,030,096 | 157,434 | 0.78% | 0.43% |
| 23 | Bank New York Mellon Corp | COM | $25,726,631 | 216,864 | 0.77% | 0.42% |
| 24 | American Tower Corp | COM | $25,393,613 | 147,141 | 0.76% | 0.42% |
| 25 | Uber Technologies Inc | COM | $24,448,863 | 339,898 | 0.73% | 0.4% |
Top 25 of 556 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 620 | $321M | 5.29% |
| High net worth individuals | 710 | $1.9B | 31.8% |
| Banking or thrift institutions | 1 | $124K | 0.0% |
| Investment companies | 6 | $351M | 5.77% |
| Pension and profit sharing plans | 41 | $717M | 11.8% |
| Charitable organizations | 68 | $415M | 6.83% |
| State or municipal government entities | 57 | $1.0B | 17.0% |
| Other investment advisers | 0 | $0 | — |
| Insurance companies | 11 | $204M | 3.35% |
| Sovereign wealth funds and foreign official institutions | 0 | $0 | — |
| Corporations and other businesses | 103 | $824M | 13.6% |
| Other | 673 | $279M | 4.6% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Employer Local No. 375 Pension Plan Employer Local 375 Pension Plan C/O Beacon Administrators & Consultant | 2024 | |
| Afl Cio Staff Retirement Plan Afl Cio Staff Retirement Plan Congress Of Industrial Organizations | 2024 | |
| Pension Fund Local 96 Ibew Board Of Trustees Pension Fund Local 96 Ibew | 2024 | |
| Ufcw Intl Union Pension Plan For Employees Executive Committee Of The U.F.C.W Intl Union | 2024 | |
| Plumbers & Pipefitters Local No. 25 Pension Fund Plumbers & Pipefitters L25 | 2024 | |
| Florida Ubc Supplemental Pension Plan Trustees Of The Florida Ubc Supplemental Pension Plan | 2024 | |
| Starnes Davis Florie Llp 401(k) Profit Sharing Plan Starnes Davis Florie Llp | 2024 | |
| Carolina Electrical Workers Retirement Fund Board Of Trustees Of Carolina Electrical Workers Retirement Fund | 2024 | |
| Gi Associates, Llc 401(k) Profit Sharing Plan And Trust 006 Gis Gi Associates, Llc | 2024 | |
| Superior Die Set Corp. Employees' 401(k) Retirement Plan Superior Die Set Corporation | 2024 | |
| Hb Performance Systems, Inc. Defined Benefit Plan Hb Performance Systems, Inc. | 2024 | |
| Hb Performance Systems, Inc. 401(k) Plan Hb Performance Systems, Inc. | 2024 | |
| Southern District Ubc Defined Contribution Fund Board Of Trustees Of The Southern District Ubc Defined Contribution F | 2024 | |
| Pension Fund For Hospital And Health Care Employees, Philadelphia And Vicinity Pension Fund For Hospital And Health Care Employees | 2024 | |
| Retirement Plan For Employees Of Mckenzie Willamette Hospital Cascade Health | 2024 | |
| Pension Fund For Nursing And Health Care Employees Pension Fund For Nursing And Health Care Employees | 2024 | |
| Utah Pipe Trades Pension Trust Fund Board Of Trustees, Utah Pipe Trades Pension | 2024 | |
| International Union Of Operating Engineers Pension Fund Of Eastern Pennsylvania And Delaware International Union Of Operting Eng. Pen Fund Of E.Pennsylvania And De | 2024 | |
| Guardian Credit Union 401(k) Plan And Trust Guardian Credit Union | 2024 | |
| New England Health Care Employees Pension Plan Board Of Trustees New England Health Care Employees Pension Fund | 2024 | |
| Employees Security Fund Of The Elec Ind Pension Plan Joint Pension Comm Of The Ees Sec Fund Of The Elec Prod Ind | 2024 |
People (29)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Marc Andre Kamber | Executive Vice President | Feb 1991 (36y) | Less than 5% | |
| Classen, Douglas, Wayne | Senior Vice President | Sep 1994 (32y) | Less than 5% | |
| Michael Christopher Stewart | Executive Vice President, Chief Compliance Officer | CFA | Jul 1995 (31y) | Less than 5% |
| Jerome Joseph Veranth | Executive Vice President, Chief Investment Officer | CFA | Sep 2002 (24y) | 10% – 25% |
| Mark Richard Mirsberger | Ceo, Coo & Treasurer | Dec 2003 (23y) | 25% – 50% | |
| Robert Glen Leuty | Director Of Fixed Income | CFA | Jun 2004 (22y) | Less than 5% |
| Michael Richard Honkamp | Senior Vice President | CFA | Mar 2005 (21y) | Less than 5% |
| Gregory Alan Dahlman | Senior Vice President | CFA | Feb 2006 (21y) | Less than 5% |
| Lori Anne Salyers | Assistant Vice President | Feb 2007 (20y) | Less than 5% | |
| Noaman A.Q. Sharief | Senior Vice President | May 2009 (17y) | Less than 5% | |
| David M Stamm | Senior Vice President | CFA | Jul 2009 (17y) | Less than 5% |
| Duane Rudolph Roberts | Executive Vice President | CFA | Nov 2009 (17y) | 5% – 10% |
| Matthew Robert Slowinski | Senior Vice President | Sep 2010 (16y) | Less than 5% | |
| Kaun, Jay, Brian | Senior Vice President | Jul 2015 (11y) | Less than 5% | |
| Brian Victor Lehky | Senior Vice President | Sep 2018 (8y) | Less than 5% | |
| Sean Andrew Mcleod | Vice President, Portfolio Manager And Analyst | CFA | Sep 2018 (8y) | Less than 5% |
| Mikhail I Alkhazov | Vice President, Portfolio Manager And Analyst | CFA | Oct 2018 (8y) | Less than 5% |
| Steven Allen Jaeger | Wealth Management Advisor | CFP Chartered Financial Consultant | Feb 2021 (6y) | Less than 5% |
| Garrett Joseph Brigman | Wealth Management Portfolio Manager | May 2022 (4y) | Less than 5% | |
| James Charles Janikowski | Senior Vice President | May 2022 (4y) | Less than 5% | |
| Jeffry J Brigman | Senior Vice President | CFP | May 2022 (4y) | Less than 5% |
| Thomas J Wickman | Senior Vice President | May 2022 (4y) | Less than 5% | |
| Charcalis, William, George | Managing Director, Executive Vice President And Senior Portfolio Manager | Mar 2024 (2y) | Less than 5% | |
| Rocco Joseph Fiordelisi | Registered representative | Mar 2015 (11y) | ||
| Shane David Morris | Registered representative | Oct 2022 (4y) | ||
| David Brandt Weinstein | Registered representative | Sep 2024 (2y) | ||
| James Michael Mirsberger | Registered representative | Feb 2025 (1y) | ||
| Daniel Glenn Sievers | Registered representative | CFA | Jan 2026 (1y) | |
| Daniel Brook Wanzenberg | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Stewart Family Irrevocable Trust | Trust | Jan 2003 | A | 5% – 10% |
Undisclosed: 0% – 55% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (21)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Employer Local No. 375 Pension Plan | Employer Local 375 Pension Plan C/O Beacon Administrators & Consultant | 0 | $21.3M | 08/01/2024 |
| Afl Cio Staff Retirement Plan | Afl Cio Staff Retirement Plan Congress Of Industrial Organizations | 1,182 | $776M | 07/01/2024 |
| Pension Fund Local 96 Ibew | Board Of Trustees Pension Fund Local 96 Ibew | 305 | $68.8M | 07/01/2024 |
| Ufcw Intl Union Pension Plan For Employees | Executive Committee Of The U.F.C.W Intl Union | 2,086 | $1.2B | 05/01/2024 |
| Plumbers & Pipefitters Local No. 25 Pension Fund | Plumbers & Pipefitters L25 | 928 | $470M | 04/01/2024 |
| Florida Ubc Supplemental Pension Plan | Trustees Of The Florida Ubc Supplemental Pension Plan | 0 | $0 | 01/01/2024 |
| Starnes Davis Florie Llp 401(k) Profit Sharing Plan | Starnes Davis Florie Llp | 114 | $65.1M | 01/01/2024 |
| Carolina Electrical Workers Retirement Fund | Board Of Trustees Of Carolina Electrical Workers Retirement Fund | 5,190 | $154M | 01/01/2024 |
| Gi Associates, Llc 401(k) Profit Sharing Plan And Trust 006 Gis | Gi Associates, Llc | 300 | $63.2M | 01/01/2024 |
| Superior Die Set Corp. Employees' 401(k) Retirement Plan | Superior Die Set Corporation | 5 | $7.6M | 01/01/2024 |
| Hb Performance Systems, Inc. Defined Benefit Plan | Hb Performance Systems, Inc. | 24 | $10.0M | 01/01/2024 |
| Hb Performance Systems, Inc. 401(k) Plan | Hb Performance Systems, Inc. | 125 | $23.0M | 01/01/2024 |
| Southern District Ubc Defined Contribution Fund | Board Of Trustees Of The Southern District Ubc Defined Contribution F | 51,643 | $1.2B | 01/01/2024 |
| Pension Fund For Hospital And Health Care Employees, Philadelphia And Vicinity | Pension Fund For Hospital And Health Care Employees | 1,923 | $353M | 01/01/2024 |
| Retirement Plan For Employees Of Mckenzie Willamette Hospital | Cascade Health | 82 | $27.8M | 01/01/2024 |
| Pension Fund For Nursing And Health Care Employees | Pension Fund For Nursing And Health Care Employees | 1,920 | $72.5M | 01/01/2024 |
| Utah Pipe Trades Pension Trust Fund | Board Of Trustees, Utah Pipe Trades Pension | 1,181 | $263M | 01/01/2024 |
| International Union Of Operating Engineers Pension Fund Of Eastern Pennsylvania And Delaware | International Union Of Operting Eng. Pen Fund Of E.Pennsylvania And De | 2,822 | $1.1B | 01/01/2024 |
| Guardian Credit Union 401(k) Plan And Trust | Guardian Credit Union | 80 | $6.8M | 01/01/2024 |
| New England Health Care Employees Pension Plan | Board Of Trustees New England Health Care Employees Pension Fund | 9,160 | $1.0B | 01/01/2024 |
| Employees Security Fund Of The Elec Ind Pension Plan | Joint Pension Comm Of The Ees Sec Fund Of The Elec Prod Ind | 1,525 | $155M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $2.4B (40% of AUM) Mar 2026
- UBS $642M (11% of AUM) Mar 2025
- Wells Fargo $575M (12% of AUM) Mar 2018
- Us Bancorp $414M (9% of AUM) Mar 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗