Wellington Consulting Services Inc
- Regulatory AUM
- $1.7B
- Discretionary
- $1.3B
- Clients
- 9,324
- Avg AUM / client
- $181K
- Accounts
- 9,324
- Employees
- 13
AUM over time
Annual snapshots from Form ADV filings · as of Jul 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 9,275 | $1.6B | 93.2% |
| High net worth individuals | 49 | $115M | 6.79% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Miller Transportation 401(k) Plan And Trust Miller Transportation, Inc. | 2024 | |
| Redstone Construction Group Inc 401 K Plan Redstone Construction Group Inc | 2024 | |
| Pgtek, Inc. 401(k) Profit Sharing Plan & Trust Pgtek Inc. | 2024 | |
| Fisc 401 K Plan And Trust Federal Integrated Systems Corporaion | 2024 | |
| Atlantic Dental Care 401(k) Profit Sharing Plan Atlantic Dental Care, Plc | 2024 | |
| Shift7 Digital 401(k) Plan Siteworx Holdings, Llc | 2024 | |
| August Schell Enterprises 401 K Plan And Trust August Schell Enterprises | 2024 | |
| Galois Inc 401 K Plan And Trust Galois, Inc. | Portland, OR | 2024 |
| Phipps Conservatory And Botanical Gardens Inc Retirement Plan Phipps Conservatory And Botanical Gardens, Inc. | 2024 | |
| The Center For Bone And Joint Disease, P.A. Profit Sharing Plan The Center For Bone And Joint Disease, P.A. | 2024 | |
| Dignari, Llc 401(k) Plan Dignari, Llc | 2024 | |
| Cvdc 401(k) Plan Central Virginia Dental Care, Plc | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Stephen Michael Lynch | President | Apr 1992 (34y) | 50% – 75% | |
| Peter Everington Jones | Chief Compliance Officer | CFP | Mar 1993 (33y) | 50% – 75% |
| Stephen Douglas Dix | Manager | Feb 2000 (26y) | Less than 5% | |
| Ghulam Mustafa | Registered representative | May 2005 (21y) | ||
| Robert James Alexander | Registered representative | Feb 2009 (17y) | ||
| James Eric Podgorny | Registered representative | Jun 2011 (15y) | ||
| Cheryl May Greer | Registered representative | Dec 2012 (14y) | ||
| Hal Edmund Greer | Registered representative | Jan 2017 (10y) | ||
| Vladimir Mikhailovich Zyuzin | Registered representative | Nov 2017 (9y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (12)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Miller Transportation 401(k) Plan And Trust | Miller Transportation, Inc. | 530 | $7.3M | 01/01/2024 |
| Redstone Construction Group Inc 401 K Plan | Redstone Construction Group Inc | 222 | $5.7M | 01/01/2024 |
| Pgtek, Inc. 401(k) Profit Sharing Plan & Trust | Pgtek Inc. | 116 | $5.1M | 01/01/2024 |
| Fisc 401 K Plan And Trust | Federal Integrated Systems Corporaion | 278 | $3.9M | 01/01/2024 |
| Atlantic Dental Care 401(k) Profit Sharing Plan | Atlantic Dental Care, Plc | 833 | $89.2M | 01/01/2024 |
| Shift7 Digital 401(k) Plan | Siteworx Holdings, Llc | 58 | $10.8M | 01/01/2024 |
| August Schell Enterprises 401 K Plan And Trust | August Schell Enterprises | 115 | $13.3M | 01/01/2024 |
| Galois Inc 401 K Plan And Trust | Galois, Inc. | 116 | $30.9M | 01/01/2024 |
| Phipps Conservatory And Botanical Gardens Inc Retirement Plan | Phipps Conservatory And Botanical Gardens, Inc. | 100 | $7.3M | 01/01/2024 |
| The Center For Bone And Joint Disease, P.A. Profit Sharing Plan | The Center For Bone And Joint Disease, P.A. | 117 | $15.8M | 01/01/2024 |
| Dignari, Llc 401(k) Plan | Dignari, Llc | 0 | $3.1M | 01/01/2024 |
| Cvdc 401(k) Plan | Central Virginia Dental Care, Plc | 726 | $97.3M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 937 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.3B (77% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 27, 2026.
View current Form ADV (SEC/IAPD) ↗