Schafer Cullen Capital Management Inc
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- —
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 64
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Investments (13F portfolio — 58 positions, $490,554)
13F period Mar 31, 2021| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Jp Morgan Chase & Co. | COM | $22,271 | 146,297 | 4.54% | — |
| 2 | Johnson Controls International | COM | $18,444 | 309,099 | 3.76% | — |
| 3 | Raytheon Technologies Corp. | COM | $17,014 | 220,195 | 3.47% | — |
| 4 | Target Corp. | COM | $15,036 | 75,915 | 3.07% | — |
| 5 | Next Era Energy Inc | COM | $13,487 | 178,370 | 2.75% | — |
| 6 | Johnson & Johnson | COM | $13,477 | 82,000 | 2.75% | — |
| 7 | Morgan Stanley | COM | $13,359 | 172,015 | 2.72% | — |
| 8 | Genuine Parts Co. | COM | $13,078 | 113,140 | 2.67% | — |
| 9 | At&T Inc. | COM | $12,996 | 429,345 | 2.65% | — |
| 10 | Philip Morris International In | COM | $12,962 | 146,070 | 2.64% | — |
| 11 | Novartis Ag (Adr) | ADR | $12,825 | 150,035 | 2.61% | — |
| 12 | Bank Of America Corp. | COM | $12,647 | 326,880 | 2.58% | — |
| 13 | Chubb Ltd. | COM | $12,255 | 77,580 | 2.5% | — |
| 14 | Bce Inc. | COM | $11,985 | 265,515 | 2.44% | — |
| 15 | Siemens Ag (Adr) | ADR | $11,386 | 138,355 | 2.32% | — |
| 16 | Cisco Systems Inc. | COM | $11,282 | 218,180 | 2.3% | — |
| 17 | Intel Corp. | COM | $11,105 | 173,515 | 2.26% | — |
| 18 | Chevron Corp. | COM | $11,063 | 105,575 | 2.26% | — |
| 19 | Truist Financial Corp | COM | $10,816 | 185,460 | 2.2% | — |
| 20 | 3 M Co. | COM | $10,811 | 56,110 | 2.2% | — |
| 21 | Pfizer Inc. | COM | $9,615 | 265,380 | 1.96% | — |
| 22 | Unilever Plc (Adr) | ADR | $9,537 | 170,825 | 1.94% | — |
| 23 | Lowe's Cos. Inc. | COM | $9,415 | 49,505 | 1.92% | — |
| 24 | Kimberly Clark Corp. | COM | $9,305 | 66,920 | 1.9% | — |
| 25 | Welltower Inc. | COM | $9,078 | 126,730 | 1.85% | — |
Top 25 of 58 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Gmp & Employers Pension Plan Gmp & Employers Pension Plan | Cincinnati, OH | 2024 |
| Pension Program Of The Gmp Council Of The United Steelworkers Union United Steel, Paper And Forestry, Rubber, Manufacturing, Energy, Allie | 2024 | |
| Oce Employees' Cash Accumulation Plan Cusa Acquisition Llc | 2024 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cullen, James, Patrick | Owner, Chairman And Chief Executive Officer | Jan 2013 (14y) | 50% – 75% | |
| Kelly, Aiden, John | Chief Compliance Officer | Jul 2022 (4y) | Less than 5% | |
| O'neil, Stephen, J | Executive Director And Chief Operating Officer | Nov 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Cullen 2011 Descendants' Trust | Owner | Apr 2011 | A | 25% – 50% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Gmp & Employers Pension Plan | Gmp & Employers Pension Plan | 2,185 | $566M | 01/01/2024 |
| Pension Program Of The Gmp Council Of The United Steelworkers Union | United Steel, Paper And Forestry, Rubber, Manufacturing, Energy, Allie | 10 | $47.6M | 01/01/2024 |
| Oce Employees' Cash Accumulation Plan | Cusa Acquisition Llc | 477 | $157M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1020 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- J.P. Morgan $1.3B (17% of AUM) Aug 2020
- Morgan Stanley $901M (12% of AUM) Sep 2019
- UBS $690M (58% of AUM) Dec 2021
- Charles Schwab & Co. $583M (8% of AUM) Aug 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗