Sheets Smith Wealth Management
- Regulatory AUM
- $1.4B
- Discretionary
- $1.4B
- Clients
- 423
- Avg AUM / client
- $3.2M
- Accounts
- 1,070
- Employees
- 15
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Investments (13F portfolio — 408 positions, $1,000,399,523)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Vanguard Index Fds | S&P 500 ETF SHS | $49,942,313 | 72,716 | 4.99% | 3.66% |
| 2 | Ishares Tr | CORE S&P500 ETF | $42,589,699 | 56,870 | 4.26% | 3.12% |
| 3 | Alphabet Inc | CAP STK CL C | $33,267,840 | 94,155 | 3.33% | 2.44% |
| 4 | American Centy Etf Tr | AVAN TOTA EQ ETF | $26,400,574 | 484,908 | 2.64% | 1.93% |
| 5 | Coca Cola Co | COM | $25,826,861 | 317,791 | 2.58% | 1.89% |
| 6 | Schwab Strategic Tr | US LRG CAP ETF | $21,322,219 | 724,506 | 2.13% | 1.56% |
| 7 | Invesco Qqq Tr | UNIT SER 1 | $20,319,416 | 27,593 | 2.03% | 1.49% |
| 8 | Amazon Com Inc | COM | $19,990,052 | 83,872 | 2.0% | 1.46% |
| 9 | Eli Lilly & Co | COM | $17,108,592 | 14,264 | 1.71% | 1.25% |
| 10 | Spdr Series Trust | ST STR P500ETF | $15,968,336 | 181,706 | 1.6% | 1.17% |
| 11 | Visa Inc | COM CL A | $15,899,807 | 46,343 | 1.59% | 1.16% |
| 12 | Apple Inc | COM | $14,930,190 | 51,597 | 1.49% | 1.09% |
| 13 | Nvidia Corporation | COM | $13,761,901 | 68,779 | 1.38% | 1.01% |
| 14 | Tjx Cos Inc New | COM | $10,391,739 | 68,592 | 1.04% | 0.76% |
| 15 | Pgim Etf Tr | PGIM ULTRA SH BD | $9,999,481 | 201,806 | 1.0% | 0.73% |
| 16 | Ecolab Inc | COM | $9,997,084 | 35,882 | 1.0% | 0.73% |
| 17 | Spdr Series Trust | ST INTER BD ETF | $9,796,071 | 292,770 | 0.98% | 0.72% |
| 18 | Exxon Mobil Corp | COM | $9,755,115 | 71,351 | 0.98% | 0.71% |
| 19 | Ishares Tr | CORE DIV GRWTH | $9,147,893 | 120,701 | 0.91% | 0.67% |
| 20 | J P Morgan Exchange Traded F | NASDAQ EQT PREM | $8,867,695 | 144,284 | 0.89% | 0.65% |
| 21 | Ishares Tr | CORE S&P MCP ETF | $8,790,894 | 114,005 | 0.88% | 0.64% |
| 22 | Public Storage | COM | $8,470,229 | 26,610 | 0.85% | 0.62% |
| 23 | Coherent Corp | COM | $8,279,136 | 20,988 | 0.83% | 0.61% |
| 24 | Schwab Strategic Tr | US BRD MKT ETF | $8,149,147 | 281,393 | 0.81% | 0.6% |
| 25 | Ishares Tr | SHRT NAT MUN ETF | $8,098,231 | 76,061 | 0.81% | 0.59% |
Top 25 of 408 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 208 | $73.0M | 5.35% |
| High net worth individuals | 174 | $1.2B | 85.8% |
| Pension and profit sharing plans | 5 | $22.3M | 1.63% |
| Charitable organizations | 5 | $17.9M | 1.31% |
| Other investment advisers | 16 | $11.1M | 0.81% |
| Corporations and other businesses | 15 | $69.7M | 5.11% |
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Richard Sheets | Chairman | CFP | Sep 1982 (44y) | 25% – 50% |
| Gilbert, David, Beeler | Executive Vice President | Jun 1995 (31y) | Less than 5% | |
| Paul Thomas Anthony | President | CFA | Feb 2005 (21y) | Less than 5% |
| Trent Ryan Sheets | Wealth Manager | CFP | May 2013 (13y) | 25% – 50% |
| Stephen Todd Sheets | Minority Owner | CFA | Dec 2015 (11y) | 25% – 50% |
| Hewett, Allison, Hughes | Chief Compliance Officer | Jan 2018 (9y) | Less than 5% | |
| Thomas Edward Cartee | Registered representative | Feb 2005 (21y) | ||
| Jeffrey Merrill Christopher | Registered representative | Mar 2005 (21y) | ||
| Phu Minh Roy O | Registered representative | Nov 2013 (13y) | ||
| Mary Caroline Shamburg | Registered representative | Dec 2017 (9y) | ||
| Robert Emerson Pike | Registered representative | CFA | Mar 2020 (6y) | |
| Geoffrey Winston Dann | Registered representative | Jan 2024 (3y) | ||
| Ntina Karagiannis Skoteiniadis | Registered representative | Jul 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $737M (54% of AUM) Mar 2026
- Wells Fargo $223M (16% of AUM) Mar 2026
- Fifth Third Securities, Inc. $164M (12% of AUM) Mar 2026
- U.S. Bancorp Investments, Inc. $129M (10% of AUM) Mar 2025
- Morgan Stanley $73.8M (10% of AUM) Mar 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗