D.B. Fitzpatrick & Co., Inc.
- Regulatory AUM
- $487M
- Discretionary
- $482M
- Clients
- 93
- Avg AUM / client
- $5.2M
- Accounts
- 106
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 44 | $12.6M | 2.59% |
| High net worth individuals | 49 | $96.2M | 19.8% |
| Charitable organizations | Fewer than 5 clients | $29.2M | 5.99% |
| State or municipal government entities | Fewer than 5 clients | $216M | 44.3% |
| Insurance companies | Fewer than 5 clients | $22.1M | 4.53% |
| Corporations and other businesses | Fewer than 5 clients | $101M | 20.7% |
| Other | Fewer than 5 clients | $10.3M | 2.11% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Retirement Plan Of Idaho Power Company Idaho Power Company | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Fitzpatrick, Dennis, Bernard | Principal | Jul 1984 (42y) | 50% – 75% | |
| Brandon Craig Fitzpatrick | Chief Executive Officer/Principal | CFA | Oct 2013 (13y) | 25% – 50% |
| Walker, Tom | Chief Compliance Officer | Nov 2019 (7y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Retirement Plan Of Idaho Power Company | Idaho Power Company | 2,144 | $971M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 956 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Publication of periodicals or newsletters
Custody
Reported custodians
- BNY Mellon $199M (41% of AUM) Mar 2026
- Charles Schwab & Co. $149M (31% of AUM) Mar 2026
- Wells Fargo $131M (26% of AUM) Feb 2022
- Principal Real Estate Investors $116M (26% of AUM) Feb 2023
- Northern Trust $94.3M (18% of AUM) Jul 2020
- Principal Custody Solutions $74.4M (15% of AUM) Mar 2026
- U.S. Bank $64.2M (13% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗