Baldwin & Clarke Advisory Services Llc
- Regulatory AUM
- $466M
- Discretionary
- $217M
- Clients
- 294
- Avg AUM / client
- $1.6M
- Accounts
- 631
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Jul 21, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 143 | $46.2M | 9.91% |
| High net worth individuals | 126 | $249M | 53.5% |
| Pension and profit sharing plans | 20 | $135M | 29.0% |
| Charitable organizations | 3 | $32.9M | 7.06% |
| Corporations and other businesses | 2 | $2.2M | 0.47% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Charles Henry Baldwin | Managing Member/Chief Compliance Officer | Chartered Financial Consultant | Jul 1985 (41y) | Less than 5% |
| Clarke, John, Joseph | Managing Member | Jul 1985 (41y) | Less than 5% | |
| Scott David Lavalley | Registered representative | CFP Chartered Financial Consultant | Feb 1994 (32y) | |
| Laura Jean Robitaille | Registered representative | Oct 1995 (31y) | ||
| Sean Patrick Clarke | Registered representative | Oct 1997 (29y) | ||
| Noah Wasseem Kabbara | Registered representative | Jan 2016 (11y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Baldwin & Clarke Holding Company, Llc | Holding Company | Jan 2020 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/10/2026 | 1000 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $346M (74% of AUM) Jun 2026
- Reliance Trust Company $73.7M (16% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 21, 2026.
View current Form ADV (SEC/IAPD) ↗