AUMdb

R M Davis Inc

SEC-registered Wealth Manager · Mid-sized ($1B–$10B) CRD 105448 · SEC file 801-13878 · Portland, ME · WWW.RMDAVIS.COM
☆ Save with Pro ADV data as of Mar 30, 2026
Regulatory AUM
$8.2B
Discretionary
$8.1B
Clients
2,437
Avg AUM / client
$3.3M
Accounts
6,124
Employees
63

AUM over time

$2.1B $8.2B
Nov 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 30, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 1,042 $649M 7.96%
High net worth individuals 1,300 $7.0B 85.5%
Pension and profit sharing plans 10 $50.1M 0.61%
Charitable organizations 57 $358M 4.38%
State or municipal government entities 6 $15.2M 0.19%
Corporations and other businesses 22 $111M 1.36%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Spectrum Healthcare Partners, P.A. 401(k) Profit Sharing Plan Spectrum Healthcare Partners, P.A. 2024
Preti, Flaherty, Beliveau & Pachios, Llp Profit Sharing Plan Preti, Flaherty, Beliveau & Pachios Llp 2024

People (25)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Brian Howard Noyes Chairman Of Board Of Directors, Owner, Director CFA Chartered Investment Counselor Jan 1993 (34y) 25% – 50%
Wendy Allard Laidlaw Cfo, Director, Owner Jan 2002 (25y) 5% – 10%
Geoffrey Knight Alexander Ceo, Director, Owner Sep 2002 (24y) 25% – 50%
John David Doughty Cio, Owner, Director Jan 2003 (24y) Less than 5%
Fernandez, Mark, Andrew Owner, Director Jan 2004 (23y) 10% – 25%
Matthew Alan Mcfarland Owner, Director Jan 2013 (14y) Less than 5%
Michael Philip Wood Owner, Director CFA Apr 2013 (13y) Less than 5%
Dean Everett Walker Owner, Director, Coo, Vp Trading Aug 2016 (10y) Less than 5%
Draeger, Scot, Eric President, Owner, General Counsel, Director Jan 2017 (10y) Less than 5%
Dubois, Caleb, Chase Boothby Cco, Vice President, Deputy General Counsel Sep 2022 (4y) Less than 5%
Dana Robert Mitiguy Registered representative CFA Sep 2002 (24y)
Vincent Francis Damasco Registered representative CFA Feb 2012 (14y)
George Creelman Carr Registered representative Nov 2015 (11y)
Robert Mcintire Davis Registered representative CFP Dec 2018 (8y)
Michael J Neff Registered representative CFA Feb 2021 (5y)
Kevin James Manning Registered representative Mar 2022 (4y)
Timothy Edward Malisa Registered representative Oct 2022 (4y)
Timothy J Acquaviva Registered representative CFA Oct 2022 (4y)
Andrew Bouchard Livingston Registered representative CFP CFA Sep 2023 (3y)
John Francis Leonard Registered representative CFP Jan 2024 (3y)
Edward G Smith Registered representative CFP Feb 2024 (3y)
Marianne Dao Loew Registered representative CFA Jul 2024 (2y)
Cade Blackburn Registered representative Sep 2024 (2y)
Kurtis John Petersons Registered representative Mar 2025 (1y)
Gregory Ezra Cox Registered representative CFP May 2025 (1y)

Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (2)

PlanSponsorParticipantsPlan assetsAs of
Spectrum Healthcare Partners, P.A. 401(k) Profit Sharing Plan Spectrum Healthcare Partners, P.A. 489 $360M 01/01/2024
Preti, Flaherty, Beliveau & Pachios, Llp Profit Sharing Plan Preti, Flaherty, Beliveau & Pachios Llp 182 $128M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/30/2026 1.12 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.

View current Form ADV (SEC/IAPD) ↗