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Investment Adviser · Small ($100M–$1B)
CRD 105257
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ADV data as of May 13, 2025
- Regulatory AUM
- $106M
- Discretionary
- $104M
- Clients
- 42
- Avg AUM / client
- $2.5M
- Accounts
- 62
- Employees
- 3
AUM over time
$91.0M
$144M
Aug 2012
May 2025
Annual snapshots from Form ADV filings · as of May 13, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 35 | $24.6M | 23.1% |
| High net worth individuals | 7 | $19.8M | 18.6% |
| Pension and profit sharing plans | Fewer than 5 | $1.2M | 1.08% |
| Charitable organizations | Fewer than 5 | $7.5M | 7.09% |
| Corporations and other businesses | Fewer than 5 | $53.1M | 50.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Citigroup Global Markets Inc. $59.8M (48% of AUM) Jun 2019
- Charles Schwab & Co. $24.9M (23% of AUM) May 2025
- Wilmington Trust Company $6.8M (6% of AUM) May 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 13, 2025.