Lawson Kroeker Investment Management Inc
- Regulatory AUM
- $429M
- Discretionary
- $429M
- Clients
- 142
- Avg AUM / client
- $3.0M
- Accounts
- 254
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 04, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 43 | $33.7M | 7.87% |
| High net worth individuals | 91 | $292M | 68.1% |
| Investment companies | 1 | $25.1M | 5.85% |
| Charitable organizations | 7 | $78.1M | 18.2% |
| Corporations and other businesses | Fewer than 5 clients | $29.6K | 0.01% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Thomas Joseph Sudyka | Shareholder Director Chief Compliance Officer | CFA | Sep 1999 (27y) | 50% – 75% |
| Charles Adam Yale | Shareholder Director | Jan 2023 (4y) | 25% – 50% | |
| Bruce Harold Van Kooten | Registered representative | CFA | Nov 2007 (19y) | |
| Patrick J Riordan | Registered representative | Jul 2012 (14y) | ||
| Chad Christopher Clauser | Registered representative | CFA | May 2015 (11y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/04/2026 | 907 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- U.S. Bank $253M (59% of AUM) Mar 2026
- Charles Schwab & Co. $91.3M (21% of AUM) Mar 2026
- Morgan Stanley $85.4M (13% of AUM) Jan 2026
- Frost National Bank $74.2M (17% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 04, 2026.
View current Form ADV (SEC/IAPD) ↗