Hartford Financial Management Inc
- Regulatory AUM
- $700M
- Discretionary
- $698M
- Clients
- 185
- Avg AUM / client
- $3.8M
- Accounts
- 185
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Investments (13F portfolio — 344 positions, $392,419,968)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | J P Morgan Exchange Traded F | CORE PLUS BD ETF | $33,244,241 | 706,122 | 8.47% | 4.75% |
| 2 | J P Morgan Exchange Traded F | DIVERSFD EQT ETF | $17,254,961 | 329,105 | 4.4% | 2.47% |
| 3 | Apple Inc | COM | $16,330,258 | 64,346 | 4.16% | 2.33% |
| 4 | Vanguard World Fd | INF TECH ETF | $15,527,381 | 22,254 | 3.96% | 2.22% |
| 5 | J P Morgan Exchange Traded F | MUNICIPAL ETF | $14,221,206 | 284,481 | 3.62% | 2.03% |
| 6 | Nvidia Corporation | COM | $12,528,644 | 71,839 | 3.19% | 1.79% |
| 7 | Microsoft Corp | COM | $11,312,941 | 30,561 | 2.88% | 1.62% |
| 8 | Applied Matls Inc | COM | $10,965,307 | 32,082 | 2.79% | 1.57% |
| 9 | Pgim Etf Tr | AAA CLO ETF | $9,929,995 | 194,021 | 2.53% | 1.42% |
| 10 | Jpmorgan Chase & Co | COM | $8,575,204 | 29,151 | 2.19% | 1.23% |
| 11 | Costco Wholesale Corporation | COM | $7,975,156 | 8,004 | 2.03% | 1.14% |
| 12 | Alphabet Inc | CAP STK CL C | $7,488,516 | 26,105 | 1.91% | 1.07% |
| 13 | First Tr Exchng Traded Fd Vi | FT VEST U.S. | $7,032,031 | 161,461 | 1.79% | 1.01% |
| 14 | Caterpillar Inc | COM | $6,333,559 | 8,940 | 1.61% | 0.91% |
| 15 | J P Morgan Exchange Traded F | U S TECH LEADERS | $5,733,641 | 72,085 | 1.46% | 0.82% |
| 16 | First Tr Exchange Traded Fd | NY ARCA BIOTECH | $5,612,554 | 27,948 | 1.43% | 0.8% |
| 17 | First Tr Exchng Traded Fd Vi | FT VEST U.S. | $5,258,915 | 118,765 | 1.34% | 0.75% |
| 18 | Home Depot Inc | COM | $5,215,793 | 15,859 | 1.33% | 0.75% |
| 19 | Gmo Etf Trust | GMO INTL QUALITY | $5,212,923 | 208,734 | 1.33% | 0.75% |
| 20 | Exxon Mobil Corp | COM | $5,192,365 | 30,605 | 1.32% | 0.74% |
| 21 | Oracle Corp | COM | $5,172,944 | 35,164 | 1.32% | 0.74% |
| 22 | Csx Corp | COM | $5,058,650 | 123,231 | 1.29% | 0.72% |
| 23 | Gmo Etf Trust | GMO US QUALITY E | $4,987,052 | 137,840 | 1.27% | 0.71% |
| 24 | Dbx Etf Tr | XTRACK MSCI EAFE | $4,862,195 | 98,425 | 1.24% | 0.69% |
| 25 | Berkshire Hathaway Inc Del | CL B NEW | $4,678,909 | 9,764 | 1.19% | 0.67% |
Top 25 of 344 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 145 | $195M | 27.9% |
| High net worth individuals | 31 | $298M | 42.6% |
| Banking or thrift institutions | 2 | $193M | 27.6% |
| Pension and profit sharing plans | 2 | $7.4M | 1.06% |
| Charitable organizations | 4 | $5.2M | 0.74% |
| Corporations and other businesses | 1 | $1.0M | 0.14% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Rafael Dario Quiros | Owner | Oct 1988 (38y) | 75% or more | |
| Cohen, Ann, Eugenie | Chief Compliance Officer, Treasurer | Sep 2004 (22y) | Less than 5% | |
| Kevin Charles Quiros | President | Aug 2013 (13y) | Less than 5% | |
| Eric Bruce Anderson | Registered representative | Oct 1996 (30y) | ||
| James Ryan Reynolds | Registered representative | CFP CFA | Jan 2020 (7y) | |
| Christopher Shaw Pierce | Registered representative | CFA | Dec 2021 (5y) | |
| Jeremy Daniel Garskof | Registered representative | May 2025 (1y) | ||
| Jen E Nowitzke | Registered representative | Jul 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 957 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $532M (76% of AUM) Mar 2026
- Wilmington Trust Company $115M (16% of AUM) Mar 2026
- U.S. Bank $84.1M (12% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗