Allspring Global Investments, Llc
SEC-registered
Mutual Fund / Asset Manager · Mega ($100B+)
CRD 104973
· SEC file 801-21122
· Charlotte, NC
· open.spotify.com
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ADV data as of May 13, 2026
- Regulatory AUM
- $476B
- Discretionary
- $476B
- Clients
- 10,401
- Avg AUM / client
- $45.7M
- Accounts
- 11,055
- Employees
- 956
AUM over time
$286B
$483B
Nov 2011
May 2026
Annual snapshots from Form ADV filings · as of May 13, 2026
Asset allocation (SMA assets by investment type)
as of May 13, 2026
Investment-grade corporate bonds
$176B
37%
US government & agency bonds
$119B
25%
State & local bonds
$57.1B
12%
Exchange-traded equities
$52.3B
11%
Other
$23.8B
5%
Registered investment companies (funds/ETFs)
$19.0B
4%
Cash & equivalents
$19.0B
4%
Sovereign bonds
$4.8B
1%
Non-investment-grade bonds
$4.8B
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 7,267 | $2.9B | 0.61% |
| High net worth individuals | 1,893 | $5.7B | 1.2% |
| Investment companies | 40 | $340B | 71.4% |
| Pooled investment vehicles (non-investment companies) | 8 | $13.6B | 2.85% |
| Pension and profit sharing plans | 78 | $21.1B | 4.44% |
| Charitable organizations | 501 | $10.0B | 2.11% |
| State or municipal government entities | 65 | $25.3B | 5.31% |
| Insurance companies | 125 | $41.4B | 8.71% |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | $918M | 0.19% |
| Corporations and other businesses | 424 | $14.9B | 3.13% |
Private funds (15)
Reported in Form ADV Section 7.B.(1), filing of Aug 2024 · $4.7B combined gross assets
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| Dominion Resources Inc Collectively Bargained Veba Trust EIN 561832307 | New York, NY | 12/31/2024 |
| The Deere & Company Welfare Benefit Veba For Salaried Employees EIN 306073592 | Pittsburgh, PA | 10/31/2024 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| International Union Of Operating Engineers Local 14 14 B Pension Fd Board Of Trustees I.U.O.E. Local 14 14 B Pension Fund | 2024 | |
| Pacific Coast Benefits Trust Fund Board Of Trustees, Pacific Coast Benefits Trust Fund | 2024 | |
| Wa Id Laborers Employers Pension Trust Wa Id Laborers Employers Pension Trust | Bothell, WA | 2024 |
| Spokane Methodist Homes, Inc. Employee Retirement Savings Plan Spokane United Methodist Homes, Inc | 2024 | |
| Southern California Ufcw Unions And Food Employers Joint Pension Trust Fund Board Of Trustees, So Ca Ufcw Unions & Food Employers | 2024 | |
| National Basketball Association Players' Pension Plan Board Of Trustees Of Nba Players' Pension Plan | 2024 | |
| Local 816 Labor & Management Pension Trust Fund Board Of Trustees Of Local 816 Labor And Management Pension Trust Fund | Floral Park, NY | 2024 |
| Columbia Energy Group Pension Plan Nisource Inc. | 2024 | |
| Oce Employees' Cash Accumulation Plan Cusa Acquisition Llc | 2024 | |
| Ibm Personal Pension Plan International Business Machines Corporation | 2024 | |
| Mns, Ltd. Profit Sharing Plan Mns, Ltd. | 2024 | |
| Bemis Manufacturing Company Employees Pension Plan Bemis Manufacturing Company | 2024 | |
| Retirement Income Plan For The Employees Of National Railroad Passenger Corporation National Railroad Passenger Corporation | 2024 | |
| Ibew Local 269 Pension Plan Ibew Local 269 Pension Fund | 2024 | |
| Windstream Pension Plan Windstream Services, Llc | Little Rock, AR | 2024 |
| The Interpublic Group Of Companies, Inc. Savings Plan The Interpublic Group Of Companies, Inc. | 2024 | |
| Boca Raton Regional Hospital Employees Pension Plan Boca Raton Regional Hospital, Inc. | 2024 | |
| Pension Plan Private Sanitation Union Local 813 Ibt Board Of Trustees Of Pension Fund Private Sanitation Union Local 813 I | Long Island City, NY | 2024 |
| Keystone Technology Consultants, Inc. 401(k) Profit Sharing Plan Keystone Technology Consultants, In | 2024 | |
| Cox Enterprises, Inc. Pension Plan Cox Enterprises, Inc. | 2024 | |
| I.B.E.W. Local Union No 357 Pension Trust Fund, Plan A I.B.E.W. Board Of Trustees For Local 357 Pension Trust | Las Vegas, NV | 2024 |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Baranko, Francis, Jon | President, Chief Investment Officer Global Fundamental Investments | Oct 2020 (6y) | Less than 5% | |
| Squire, Sallie, Clements | Chief Operating Officer | Nov 2021 (5y) | Less than 5% | |
| Sullivan, Joseph, Andrew | Manager | Nov 2021 (5y) | GP / trustee / elected manager of Allspring Global Investments Holdings, Llc (indirect) | |
| Jennifer Lea Grunberg | Chief Compliance Officer | Nov 2022 (4y) | Less than 5% | |
| Lege, Annette, Janecka | Chief Financial Officer | Jul 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Allspring Global Investments Holdings, Llc | Managing Member, Direct Parent Company | Nov 2021 | A | 75% or more |
| Allspring Buyer, Llc | Shareholder | Nov 2021 | B | ≈ 56.25% – 100% via Allspring Global Investments Holdings, Llc |
| Allspring Intermediate Ii, Llc | Shareholder | Nov 2021 | B | ≈ 42.19% – 100% via Allspring Buyer, Llc |
| Allspring Intermediate I, Llc | Shareholder | Nov 2021 | B | ≈ 31.64% – 100% via Allspring Intermediate Ii, Llc |
| Allspring Group Holdings, Llc | Shareholder | Nov 2021 | B | ≈ 23.73% – 100% via Allspring Intermediate I, Llc |
| Gtcr Fund Xiii/B Lp | Shareholder | Nov 2021 | B | ≈ 5.93% – 50% via Allspring Group Holdings, Llc |
| Gtcr Partners Xiii/B Lp | General Partner | Jul 2020 | B | GP / trustee / elected manager of Gtcr Fund Xiii/B Lp (indirect) |
| Gtcr Investment Xiii Llc | General Partner | Jul 2020 | B | GP / trustee / elected manager of Gtcr Partners Xiii/B Lp (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Allspring Buyer, Llc: 75% – 100% of Allspring Global Investments Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Allspring Intermediate Ii, Llc: 75% – 100% of Allspring Buyer, Llc × 75% – 100% of Allspring Global Investments Holdings, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Allspring Intermediate I, Llc: 75% – 100% of Allspring Intermediate Ii, Llc × 75% – 100% of Allspring Buyer, Llc × 75% – 100% of Allspring Global Investments Holdings, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Allspring Group Holdings, Llc: 75% – 100% of Allspring Intermediate I, Llc × 75% – 100% of Allspring Intermediate Ii, Llc × 75% – 100% of Allspring Buyer, Llc × 75% – 100% of Allspring Global Investments Holdings, Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Gtcr Fund Xiii/B Lp: 25% – 50% of Allspring Group Holdings, Llc × 75% – 100% of Allspring Intermediate I, Llc × 75% – 100% of Allspring Intermediate Ii, Llc × 75% – 100% of Allspring Buyer, Llc × 75% – 100% of Allspring Global Investments Holdings, Llc × 75% – 100% direct ≈ 5.93% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (15, $4.7B gross assets)
From Form ADV Section 7.B private fund reporting.
Retirement plans served (21)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| International Union Of Operating Engineers Local 14 14 B Pension Fd | Board Of Trustees I.U.O.E. Local 14 14 B Pension Fund | 860 | $356M | 07/01/2024 |
| Pacific Coast Benefits Trust Fund | Board Of Trustees, Pacific Coast Benefits Trust Fund | 49,438 | $838M | 07/01/2024 |
| Wa Id Laborers Employers Pension Trust | Wa Id Laborers Employers Pension Trust | 2,059 | $209M | 06/01/2024 |
| Spokane Methodist Homes, Inc. Employee Retirement Savings Plan | Spokane United Methodist Homes, Inc | 472 | $15.1M | 06/01/2024 |
| Southern California Ufcw Unions And Food Employers Joint Pension Trust Fund | Board Of Trustees, So Ca Ufcw Unions & Food Employers | 55,507 | $6.5B | 04/01/2024 |
| National Basketball Association Players' Pension Plan | Board Of Trustees Of Nba Players' Pension Plan | 525 | $725M | 02/02/2024 |
| Local 816 Labor & Management Pension Trust Fund | Board Of Trustees Of Local 816 Labor And Management Pension Trust Fund | 566 | $153M | 02/01/2024 |
| Columbia Energy Group Pension Plan | Nisource Inc. | 987 | $334M | 01/01/2024 |
| Oce Employees' Cash Accumulation Plan | Cusa Acquisition Llc | 477 | $157M | 01/01/2024 |
| Ibm Personal Pension Plan | International Business Machines Corporation | 43,052 | $17.9B | 01/01/2024 |
| Mns, Ltd. Profit Sharing Plan | Mns, Ltd. | 1,949 | $266M | 01/01/2024 |
| Bemis Manufacturing Company Employees Pension Plan | Bemis Manufacturing Company | 767 | $60.0M | 01/01/2024 |
| Retirement Income Plan For The Employees Of National Railroad Passenger Corporation | National Railroad Passenger Corporation | 970 | $341M | 01/01/2024 |
| Ibew Local 269 Pension Plan | Ibew Local 269 Pension Fund | 858 | $220M | 01/01/2024 |
| Windstream Pension Plan | Windstream Services, Llc | 1,298 | $438M | 01/01/2024 |
| The Interpublic Group Of Companies, Inc. Savings Plan | The Interpublic Group Of Companies, Inc. | 21,182 | $4.1B | 01/01/2024 |
| Boca Raton Regional Hospital Employees Pension Plan | Boca Raton Regional Hospital, Inc. | 358 | $74.7M | 01/01/2024 |
| Pension Plan Private Sanitation Union Local 813 Ibt | Board Of Trustees Of Pension Fund Private Sanitation Union Local 813 I | 490 | $279M | 01/01/2024 |
| Keystone Technology Consultants, Inc. 401(k) Profit Sharing Plan | Keystone Technology Consultants, In | 112 | $3.1M | 01/01/2024 |
| Cox Enterprises, Inc. Pension Plan | Cox Enterprises, Inc. | 20,043 | $7.1B | 01/01/2024 |
| I.B.E.W. Local Union No 357 Pension Trust Fund, Plan A | I.B.E.W. Board Of Trustees For Local 357 Pension Trust | 2,514 | $552M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Foundations & charities (2)
| Organization | Type | Assets | As of |
|---|---|---|---|
| Dominion Resources Inc Collectively Bargained Veba Trust | Public charity | $1.1B | 12/31/2024 |
| The Deere & Company Welfare Benefit Veba For Salaried Employees | Public charity | $2.2B | 10/31/2024 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/13/2026 | 4.45 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Wells Fargo $29.7B (6% of AUM) Jan 2023
- Northern Trust $26.7B (6% of AUM) May 2026
- Zions Bancorporation, N.A. $19.7B (5% of AUM) Dec 2023
- Huntington National Bank $19.4B (5% of AUM) Dec 2023
- State Street $18.9B (4% of AUM) May 2026
- J.P. Morgan $15.3B (4% of AUM) Jan 2021
- U.S. Bank $15.2B (3% of AUM) Jul 2025
- Brown Brothers Harriman & Co. $15.0B (3% of AUM) Jan 2023
- BNY Mellon $14.9B (3% of AUM) May 2026
- Principal Financial $14.0B (3% of AUM) May 2026
- Sumitomo Mitsui Trust Bank, Limited. $13.9B (4% of AUM) Dec 2023
- Ameriprise Financial Services, Inc. $13.6B (4% of AUM) Dec 2023
- West Bank $12.5B (3% of AUM) Dec 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 13, 2026.
View current Form ADV (SEC/IAPD) ↗