Neville, Rodie & Shaw Inc
- Regulatory AUM
- $2.0B
- Discretionary
- $2.0B
- Clients
- 355
- Avg AUM / client
- $5.6M
- Accounts
- 811
- Employees
- 13
AUM over time
Annual snapshots from Form ADV filings · as of Jan 07, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 98 | $45.8M | 2.29% |
| High net worth individuals | 222 | $1.8B | 88.0% |
| Pension and profit sharing plans | 8 | $14.7M | 0.73% |
| Charitable organizations | 17 | $140M | 7.0% |
| Corporations and other businesses | 10 | $40.6M | 2.03% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Anastasi, Frank, Joseph | Chief Compliance Officer / Vice President/ Secretary | Jun 2004 (22y) | 5% – 10% | |
| Mark Andrew Traver | Vice President | CFA | Jan 2007 (20y) | 10% – 25% |
| Neil Patrick Nejame | Treasurer, Vice President | Mar 2008 (18y) | 10% – 25% | |
| Jeffrey Norling Coe | Vice President | Mar 2013 (13y) | 10% – 25% | |
| Reed Winfield Choate | Vice President | Aug 2015 (11y) | 5% – 10% | |
| Sheila Newbold Scott | President | Nov 2015 (11y) | 25% – 50% |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/07/2026 | 971 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Fidelity Distributors Company Llc $1.0B (52% of AUM) Jan 2026
- Fidelity Investments Institutional Services Company, Inc. $473M (34% of AUM) Jan 2019
- Franklin Mutual Advisers, Llc $324M (16% of AUM) Jan 2026
- BNY Mellon $226M (11% of AUM) Jan 2026
- Pershing $209M (11% of AUM) Jan 2025
- State Street $151M (10% of AUM) May 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 07, 2026.
View current Form ADV (SEC/IAPD) ↗