Condor Capital Management
- Regulatory AUM
- $2.2B
- Discretionary
- $1.8B
- Clients
- 879
- Avg AUM / client
- $2.5M
- Accounts
- 4,039
- Employees
- 31
AUM over time
Annual snapshots from Form ADV filings · as of Jul 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 445 | $152M | 6.96% |
| High net worth individuals | 424 | $2.0B | 89.8% |
| Pension and profit sharing plans | 5 | $58.9M | 2.7% |
| Charitable organizations | 5 | $6.1M | 0.28% |
| Corporations and other businesses | Fewer than 5 clients | $5.5M | 0.25% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Princeton Radiology Associates, Pa 401(k) Profit Sharing Plan Princeton Radiology Associates, P.A | 2024 |
People (18)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kenneth Paul Schapiro | Chief Executive Officer | CFA | Aug 1988 (38y) | ≈ 25% – 56.25% via Condor Capital Management Employee Stock Option Plan |
| Tanya Shivdat Walliser | Partner, Senior Financial Advisor | CFP | Oct 2009 (17y) | Less than 5% |
| Jeanette Lucas | Partner, Senior Financial Advisor | CFP | Oct 2009 (17y) | Less than 5% |
| Michael Robert Walliser | President And Chief Compliance Officer | Oct 2012 (14y) | Less than 5% | |
| Hiren Shah | Registered representative | Dec 2012 (14y) | ||
| Jacob Zachary Boylan | Registered representative | CFP | May 2018 (8y) | |
| Nicholas John Mango | Registered representative | May 2018 (8y) | ||
| David Joseph Goldstone | Registered representative | CFA | Oct 2021 (5y) | |
| Michael Randolf Cuozzo | Registered representative | CFP | Mar 2022 (4y) | |
| Kristopher Jones | Registered representative | CFA | Feb 2023 (3y) | |
| Timothy Dornan Moran | Registered representative | CFP | Oct 2023 (3y) | |
| Matthew Richard Goldman | Registered representative | Mar 2024 (2y) | ||
| Linda B Wang | Registered representative | Oct 2024 (2y) | ||
| Andrew Patrick Christiansen | Registered representative | Mar 2025 (1y) | ||
| Brendan Hughes | Registered representative | CFP | Jul 2025 (1y) | |
| Jonathan Biggs Kliment | Registered representative | Aug 2025 (1y) | ||
| Peter Gregory Ostrowski | Registered representative | Apr 2026 (0y) | ||
| Ean James Jaffe | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Condor Capital Management Employee Stock Option Plan | Shareholder | Nov 2009 | A | 50% – 75% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Kenneth Paul Schapiro: 50% – 75% of Condor Capital Management Employee Stock Option Plan × 50% – 75% direct ≈ 25% – 56.25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Princeton Radiology Associates, Pa 401(k) Profit Sharing Plan | Princeton Radiology Associates, P.A | 339 | $125M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/16/2026 | 932 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.7B (79% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 16, 2026.
View current Form ADV (SEC/IAPD) ↗