Greenhaven Associates Inc
- Regulatory AUM
- $11.7B
- Discretionary
- $11.7B
- Clients
- 132
- Avg AUM / client
- $88.3M
- Accounts
- 225
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Feb 10, 2026
Asset allocation (SMA assets by investment type)
as of Feb 10, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 0 | $0 | — |
| High net worth individuals | 100 | $8.4B | 72.2% |
| Banking or thrift institutions | 0 | $0 | — |
| Pension and profit sharing plans | 3 | $221M | 1.9% |
| Charitable organizations | 27 | $2.5B | 21.0% |
| State or municipal government entities | 0 | $0 | — |
| Other investment advisers | 0 | $0 | — |
| Insurance companies | 0 | $0 | — |
| Sovereign wealth funds and foreign official institutions | 0 | $0 | — |
| Corporations and other businesses | 2 | $563M | 4.83% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Central National Gottesman Inc Profit Sharing Plan Central National Gottesman Inc | 2024 | |
| Central National Gottesman Pension Plan Central National Gottesman Inc. | 2024 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mccaffery, Amy, Wachenheim | Shareholder | Jan 1988 (39y) | 10% – 25% | |
| Wachenheim, Edgar | Chairman, Chief Financial Officer & Chief Compliance Officer | Jan 1988 (39y) | 50% – 75% | |
| Wachenheim, Lance, Robert | Shareholder | Jan 1988 (39y) | 10% – 25% | |
| Wagman, Kim, Wachenheim | Shareholder | Jan 1988 (39y) | 10% – 25% | |
| Davidoff, Elihu | Vice President | Mar 2004 (22y) | Less than 5% | |
| Joshua Bernard Sandbulte | Chief Investment Officer | Jan 2017 (10y) | Less than 5% | |
| Wachenheim, Chris, Andrew | President | Jan 2017 (10y) | 10% – 25% |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Central National Gottesman Inc Profit Sharing Plan | Central National Gottesman Inc | 293 | $121M | 01/01/2024 |
| Central National Gottesman Pension Plan | Central National Gottesman Inc. | 617 | $124M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/10/2026 | 911 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- J.P. Morgan $10.3B (89% of AUM) Feb 2026
- Pershing $3.6B (50% of AUM) Jan 2023
- Wells Fargo $1.0B (14% of AUM) Jan 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 10, 2026.
View current Form ADV (SEC/IAPD) ↗