AUMdb

Beaton Management Co Inc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 104728 · SEC file 801-22549 · Haverhill, MA · WWW.BEATONMANAGEMENT.COM
☆ Save with Pro ADV data as of Mar 31, 2026
Regulatory AUM
$446M
Discretionary
$434M
Clients
153
Avg AUM / client
$2.9M
Accounts
156
Employees
3

AUM over time

$148M $446M
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 31, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 113 $203M 45.5%
High net worth individuals 14 $139M 31.1%
Pension and profit sharing plans Fewer than 5 clients $7.5M 1.68%
Charitable organizations 26 $96.9M 21.7%

People (3)

NameRole / titleCredentialsWith firm sinceOwnership
Beaton, Terrence, Arthur President / Chief Compliance Officer Jan 1990 (37y) 75% or more
Beaton, Thomas, Daniel Director Jan 1990 (37y) Less than 5%
Manning, Lisa, Anne Director Jan 1990 (37y) Less than 5%

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 972 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Other services

Custody

Reported custodians

  • UBS $134M (30% of AUM) Mar 2026
  • Pershing $70.4M (16% of AUM) Mar 2026

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗