Ccm Partners, Lp
SEC-registered
Mutual Fund / Asset Manager · Mid-sized ($1B–$10B)
CRD 104720
· SEC file 801-25205
· Denver, CO
· www.facebook.com
☆ Save with Pro
ADV data as of Jul 27, 2026
- Regulatory AUM
- $6.5B
- Discretionary
- $6.2B
- Clients
- 1,500
- Avg AUM / client
- $4.3M
- Accounts
- 1,500
- Employees
- 48
AUM over time
$812M
$6.5B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,151 | $509M | 7.8% |
| High net worth individuals | 281 | $800M | 12.3% |
| Investment companies | 20 | $4.7B | 72.1% |
| Pension and profit sharing plans | 10 | $461M | 7.06% |
| Charitable organizations | 10 | $17.8M | 0.27% |
| State or municipal government entities | 1 | $520K | 0.01% |
| Corporations and other businesses | 27 | $34.7M | 0.53% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Central Laborers' Pension Fund Board Of Trustees Of Central Laborers' Pension Fund | Jacksonville, IL | 2024 |
| International Association Of Sheet Metal, Air, Rail And Transportation Workers (Smart) Local Union No. 36 Pension Fund Board Of Trustees Of Smart Local Union No. 36 Pension Fund | 2024 |
People (21)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Walker, Brooks | Limited Partner | Jul 1985 (41y) | 5% – 10% | |
| Rogers, Stephen, Craig | President | Oct 1994 (32y) | 25% – 50% | |
| Cutter, Curtis, Brooks | Trustee | Oct 1999 (27y) | ≈ 0.39% – 6.25% via Richard F. Shelton Irrevocable Trust | |
| Rogers, Celia, Shelton | Trustee | Oct 1999 (27y) | ≈ 0.39% – 6.25% via Richard F. Shelton Irrevocable Trust | |
| Pusch, Gregory, Thomas | General Counsel And Chief Compliance Officer | Mar 2017 (9y) | Less than 5% | |
| Barringer Harold Martin | Registered representative | Jul 2008 (18y) | ||
| Dennis Patrick Clark | Registered representative | Apr 2012 (14y) | ||
| Nicholas Merle Griebenow | Registered representative | Jul 2018 (8y) | ||
| Joshua M Fudge | Registered representative | Aug 2021 (5y) | ||
| Jeff S Medina | Registered representative | Apr 2022 (4y) | ||
| Ryan Switzer Groves | Registered representative | Apr 2022 (4y) | ||
| Matthew Riley Gunter | Registered representative | May 2022 (4y) | ||
| Jason Robert Shidler | Registered representative | Feb 2024 (2y) | ||
| Laura Anne Bevill | Registered representative | Apr 2024 (2y) | ||
| Alexa Rose Tuers | Registered representative | Oct 2024 (2y) | ||
| Nicholas Dean Mantel | Registered representative | Jan 2026 (1y) | ||
| Paul Allen Laffrenzen | Registered representative | Jan 2026 (1y) | ||
| Jonathan Ira Bernstein | Registered representative | Feb 2026 (0y) | ||
| Chad Norris Keller | Registered representative | CFP | Feb 2026 (0y) | |
| Gary Scott Stringer | Registered representative | CFA | Feb 2026 (0y) | |
| Kimberly Faust Escue | Registered representative | CFA | Feb 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Rfs Partners | General Partner | Jul 1985 | A | 25% – 50% |
| Little Bear, Inc | Limited Partner | Oct 2021 | A | 5% – 10% |
| Richard F Shelton, Inc. | General Partner | Jul 1985 | B | ≈ 6.25% – 25% via Rfs Partners |
| Richard F. Shelton Irrevocable Trust | Controlling Entity | Jul 1985 | B | ≈ 1.56% – 12.5% via Richard F Shelton, Inc. |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Cutter, Curtis, Brooks: 25% – 50% of Richard F. Shelton Irrevocable Trust × 25% – 50% of Richard F Shelton, Inc. × 25% – 50% of Rfs Partners × 25% – 50% direct ≈ 0.39% – 6.25% of the firm
- Rogers, Celia, Shelton: 25% – 50% of Richard F. Shelton Irrevocable Trust × 25% – 50% of Richard F Shelton, Inc. × 25% – 50% of Rfs Partners × 25% – 50% direct ≈ 0.39% – 6.25% of the firm
- Richard F Shelton, Inc.: 25% – 50% of Rfs Partners × 25% – 50% direct ≈ 6.25% – 25% of the firm
- Richard F. Shelton Irrevocable Trust: 25% – 50% of Richard F Shelton, Inc. × 25% – 50% of Rfs Partners × 25% – 50% direct ≈ 1.56% – 12.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Central Laborers' Pension Fund | Board Of Trustees Of Central Laborers' Pension Fund | 5,167 | $1.4B | 01/01/2024 |
| International Association Of Sheet Metal, Air, Rail And Transportation Workers (Smart) Local Union No. 36 Pension Fund | Board Of Trustees Of Smart Local Union No. 36 Pension Fund | 1,381 | $373M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/20/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
Custody
Reported custodians
- Raymond James $491M (8% of AUM) May 2026
- Charles Schwab & Co. $480M (7% of AUM) May 2026
- Fidelity Brokerage Services $163M (3% of AUM) May 2026
- Wells Fargo $135M (4% of AUM) Aug 2023
- UBS $133M (2% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 27, 2026.
View current Form ADV (SEC/IAPD) ↗