Jlb & Associates Inc
- Regulatory AUM
- $893M
- Discretionary
- $838M
- Clients
- 291
- Avg AUM / client
- $3.1M
- Accounts
- 550
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Apr 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 127 | $63.2M | 7.07% |
| High net worth individuals | 164 | $830M | 92.9% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bashaw, Dorothy, Elva | Treasurer | Aug 1993 (33y) | Less than 5% | |
| Christopher Ralph Szydlowski | Senior Vice President | CFA | Aug 2010 (16y) | Less than 5% |
| James Edward Bashaw | President, Chief Compliance Officer | Nov 2010 (16y) | 75% or more | |
| Tyler James Bashaw | Registered representative | Mar 2019 (7y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/03/2026 | 986 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $655M (73% of AUM) Apr 2026
- RBC $184M (21% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 03, 2026.
View current Form ADV (SEC/IAPD) ↗