AUMdb

Avity Investment Management Inc.

SEC-registered Wealth Manager · Mid-sized ($1B–$10B) CRD 104623 · SEC file 801-6449 · Greenwich, CT · WWW.AVITYIM.COM
☆ Save with Pro ADV data as of Jun 25, 2026
Regulatory AUM
$2.0B
Discretionary
$2.0B
Clients
303
Avg AUM / client
$6.7M
Accounts
826
Employees
8

AUM over time

$739M $2.0B
Nov 15, 2011 Jun 25, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jun 25, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 33 $11.7M 0.58%
High net worth individuals 241 $1.7B 83.6%
Pension and profit sharing plans Fewer than 5 clients $54.2M 2.67%
Charitable organizations 20 $178M 8.79%
Corporations and other businesses 9 $89.3M 4.4%

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Howard Park Duncan President & Treasurer & Chief Compliance Officer Mar 2000 (26y) 50% – 75%
Edward Charles Long Executive Vice President & Secretary CFA Dec 2005 (21y) 25% – 50%
Christopher D Ward Vice President CFA Aug 2022 (4y) Less than 5%

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 06/25/2026 921 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 25, 2026.

View current Form ADV (SEC/IAPD) ↗