Cetera Financial Group, Inc. 401(k) Savings Plan
Sponsored by Cetera Financial Group, Inc. · EIN 300588666 · Plan #001
- Total assets
- $387M
- Net assets
- $387M
- Active participants
- 3,070
- With balances
- 3,656
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Empower Advisory Group, Llc CRD 112058 | deterministic · 100% | 2024 |
| Creative Planning Institutional Advisors, Llc, Llc CRD 126777 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Empower Annuity Insurance Company O | Recordkeeping fees, Recordkeeping, Participant loan processing | $288,721 |
| Empower Advisory Group, Llc | Investment management, Investment advisory (participants), Direct payment from the plan | $77,656 |
| Sageview Advisory Group Llc | Investment advisory (plan) | $74,504 |
| Singer Lewak Llp | Accounting | $36,864 |
| Qdro Consultants Company, Llc | Other fees, Direct payment from the plan, Consulting (general) | $1,200 |