AUMdb

Assertio Therapeutics, Inc. 401(k) Retirement Plan

Sponsored by Assertio Management, Llc · EIN 850772867 · Plan #001

Total assets
$17.3M
Net assets
$17.3M
Active participants
57
With balances
203

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Newfront Retirement Services, Inc. CRD 167641 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Principal Life Insurance Company Contract administrator, Participant loan processing, Direct payment from the plan $67,461
Newfront Retirement Services, Inc. Investment advisory (plan), Other fees $0

Filing history

Plan year Assets Participants Source
01/01/2024 $17.3M 57 ack 20250625174349NAL0011533040001
01/01/2021 $17.9M 21 ack 20250131163319NAL0005418802001
01/01/2020 $21.5M 123 ack 20250131165428NAL0001543907001