AUMdb

Howard Sheppard, Llc 401(k) Plan

Sponsored by Howard Sheppard, Llc · EIN 884056071 · Plan #001

Total assets
$10.5M
Net assets
$10.5M
Active participants
518
With balances
231

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Rockefeller Financial Llc CRD 291361 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Rockefeller Capital Management Investment advisory (plan), Investment management fees (direct) $31,586
Sentinel Benefits Group, Llc Recordkeeping, Direct payment from the plan $8,828