Alta Equipment Company 401(k) Plan & Trust
Sponsored by Alta Enterprises, Llc · EIN 823166837 · Plan #001
- Total assets
- $172M
- Net assets
- $172M
- Active participants
- 2,507
- With balances
- 2,806
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Strategic Advisors Llc CRD 125882 | deterministic · 100% | 2024 |
| B. Riley Wealth Advisors, Inc. CRD 115927 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Fidelity Investments Institutional | Participant loan processing, Sub-transfer agency fees, Recordkeeping fees | $232,294 |
| Strategic Advisors, Inc. | Investment advisory (plan) | $58,719 |
| B.Riley Wealth Advisors Inc | Investment advisory (plan) | $49,878 |