Daiwa Capital Markets America Inc. Retirement Investment Plan
Sponsored by Daiwa Capital Markets America Inc. · EIN 135680329 · Plan #001
- Total assets
- $155M
- Net assets
- $155M
- Active participants
- 301
- With balances
- 449
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
No linked investment advisers.
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Pkf O'connor Davies, Llp | Consulting fees | $28,750 |
| Merrill Lynch, Pierce, Fenner And S | Recordkeeping, Investment management fees (indirect), Shareholder servicing fees | $1,090 |