University Otolaryngologists, Inc. 401(k) Plan
Sponsored by University Otolaryngologists, Inc. · EIN 310682633 · Plan #001
- Total assets
- $65.4M
- Net assets
- $65.4M
- Active participants
- 187
- With balances
- 330
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Equitable Advisors, Llc CRD 6627 | deterministic · 100% | 2024 |
| Raymond James Financial Services Advisors, Inc CRD 149018 | fuzzy_auto · 98% | 2024 |
| Charles Schwab & Co., Inc. CRD 5393 | fuzzy_auto · 94% | 2024 |
| Morgan Stanley Smith Barney Llc CRD 149777 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Allianz | Investment management, Investment management fees (direct) | $61,213 |
| Nationwide | Participant communication, Investment management fees (direct), Investment management fees (indirect) | $50,585 |
| Equitable Advisors Llc | Investment management, Investment management fees (direct) | $42,248 |
| Raymond James Financial Services | Investment management, Investment management fees (direct) | $30,985 |
| Charles Schwab | Investment management, Investment management fees (direct) | $29,332 |
| Prudential Securities | Investment management, Investment management fees (direct) | $11,904 |
| Morgan Stanley | Investment management, Investment management fees (direct) | $10,468 |
| Jackson National Life Insurance Com | Insurance agents and brokers, Investment management fees (direct) | $8,758 |
| Blue Benefits Consulting | Recordkeeping fees, Account maintenance fees | $6,043 |