AUMdb

Optima Tax Relief, Llc 401(k) Profit Sharing Plan

Sponsored by Optima Tax Relief, Llc · EIN 272793788 · Plan #001

Total assets
$15.9M
Net assets
$15.9M
Active participants
363
With balances
258

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Gibbs Wealth Management, Llc CRD 281621 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Transamerica Retirement Solutions Recordkeeping, Participant loan processing, Investment management fees (indirect) $48,029
Gibbs Wealth Management, Llc Investment advisory (plan) $22,484
Fiduciary Outsourcing, Llc Dba Pma Recordkeeping, Participant loan processing, Recordkeeping fees $20,942
Pensionmark Financial Group Llc Investment advisory (plan) $10,379
Pensionmark Securities Investment advisory (plan) $9,559
Charles Schwab & Co., Inc. Securities brokerage, Securities brokerage commissions $3