Banc Of California, Inc. 401(k) Plan
Sponsored by Banc Of California, Inc. · EIN 043639825 · Plan #002
- Total assets
- $327M
- Net assets
- $327M
- Active participants
- 1,945
- With balances
- 2,827
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Strategic Advisors Llc CRD 125882 | deterministic · 100% | 2024 |
| Ubs Financial Services Inc. CRD 8174 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Principal Life Insurance Company | Contract administrator, Participant loan processing, Direct payment from the plan | $240,140 |
| Strategic Advisors, Inc. | Investment advisory (plan) | $57,888 |
| Actuarial Benefits Corporation | Contract administrator, Other services, Other fees | $48,193 |
| Banc Of California | Other services, Direct payment from the plan, Other fees | $40,227 |
| Ubs Financial Services Inc | Investment advisory (plan), Direct payment from the plan | $37,500 |
| Fidelity Investments Institutional | Participant loan processing, Recordkeeping fees, Account maintenance fees | $9,617 |