Natwest Markets Retirement Savings Plan
Sponsored by Natwest Markets Securities, Inc. · EIN 133172275 · Plan #002
- Total assets
- $589M
- Net assets
- $589M
- Active participants
- 274
- With balances
- 1,456
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Empower Advisory Group, Llc CRD 112058 | deterministic · 100% | 2024 |
| Mercer Investment Solutions Llc CRD 155919 | fuzzy_auto · 94% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Empower Advisory Group, Llc | Investment management, Investment advisory (participants), Direct payment from the plan | $177,202 |
| Empower Annuity Insurance Company O | Recordkeeping fees, Recordkeeping, Direct payment from the plan | $97,237 |
| Mercer Investment Consulting Inc | Investment advisory (plan), Contract administrator | $18,563 |
| Empower Financial Services, Inc. | Shareholder servicing fees, Securities brokerage, Participant communication | $1,842 |