Unifund 401(k) Savings Plan
Sponsored by Unifund Ccr, Llc · EIN 452794185 · Plan #001
- Total assets
- $12.5M
- Net assets
- $12.5M
- Active participants
- 33
- With balances
- 83
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Morgan Stanley Smith Barney Llc CRD 149777 | deterministic · 100% | 2024 |
| Empower Advisory Group, Llc CRD 112058 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Morgan Stanley | Investment advisory (plan) | $31,089 |
| Empower Annuity Insurance Company | Recordkeeping fees | $24,347 |
| Empower Advisory Group, Llc | Investment management | $2,617 |
| Empower Financial Services, Inc. | Securities brokerage | $58 |
| Empower Financial Services, Inc. | Other investment fees and expenses | $30 |
| Empower Financial Services, Inc. | Securities brokerage | $25 |
| Empower Financial Services, Inc. | Other investment fees and expenses | $10 |
| Empower Financial Services, Inc. | Shareholder servicing fees | $0 |