AUMdb

Western Growers Retirement Security Plan

Sponsored by Western Growers Association · EIN 951362030 · Plan #336

Total assets
$145M
Net assets
$145M
Active participants
1,566
With balances
427

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Western Growers Financial Services, Inc. CRD 115115 deterministic · 100% 2024
Raub Brock Capital Management, Lp CRD 153994 deterministic · 100% 2024
Tran Capital Management, L.P. CRD 107049 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Western Growers Financial Services Investment advisory (participants), Investment advisory (plan), Investment management $150,207
Nwps Recordkeeping, Consulting (general), Participant loan processing $124,521
Raub Brock Capital Management Investment management, Investment management fees (direct) $102,636
Western Growers Association Contract administrator, Plan administrator, Copying and duplicating $70,094
Tran Capital Management L.P. Investment management, Investment management fees (direct) $55,084
Moss Adams Llp Accounting, Direct payment from the plan $52,500
Charles Schwab Trust Bank Custodial (securities), Direct payment from the plan $52,477
Alta Trust Company Trustee (institutional), Valuation, Direct payment from the plan $25,000