Trace3 401(k) Plan
Sponsored by Trace3, Llc · EIN 954876514 · Plan #001
- Total assets
- $173M
- Net assets
- $173M
- Active participants
- 1,267
- With balances
- 1,648
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Mma Securities Llc CRD 44254 | deterministic · 100% | 2024 |
| Empower Advisory Group, Llc CRD 112058 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Mma Securities Llc | Investment advisory (plan) | $135,346 |
| Empower Advisory Group, Llc | Investment management | $124,324 |
| Crossplans | Contract administrator | $47,826 |
| Empower Annuity Insurance Company | Recordkeeping fees | $36,125 |