Dla Piper Llp (Us) Profit Sharing And 401(k) Savings Plan
Sponsored by Dla Piper Llp (Us) · EIN 520616490 · Plan #004
- Total assets
- $1.7B
- Net assets
- $1.7B
- Active participants
- 3,042
- With balances
- 4,151
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Tufton Capital Management, Llc CRD 113543 | deterministic · 100% | 2024 |
| Seneca Financial Advisors Llc CRD 152824 | deterministic · 100% | 2024 |
| Rothschild Investment Llc CRD 728 | deterministic · 100% | 2024 |
| Leslie Gale Advisors, Llc CRD 168550 | deterministic · 100% | 2024 |
| Bleakley Financial Group, Llc CRD 318366 | deterministic · 100% | 2024 |
| Wms Partners, Llc CRD 109971 | deterministic · 100% | 2024 |
| Verdence Capital Advisors, Llc CRD 288512 | deterministic · 100% | 2024 |
| Corient Private Wealth Lp CRD 319448 | deterministic · 100% | 2024 |
| One Capital Management, Llc CRD 114861 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Principal Life Insurance Company | Contract administrator, Participant loan processing, Direct payment from the plan | $255,980 |
| Verdence Capital Advisors Llc | Investment advisory (participants), Direct payment from the plan | $54,961 |
| Rothschild Investment Llc | Investment advisory (participants), Direct payment from the plan | $40,079 |
| At Investment Advisers Inc | Investment advisory (participants), Direct payment from the plan | $34,276 |
| Corient Private Wealth Llc | Investment advisory (participants), Direct payment from the plan | $34,270 |
| Kovitz Investment Group Partne | Investment advisory (participants), Direct payment from the plan | $28,247 |
| Tufton Capital Management Llc | Investment advisory (participants), Direct payment from the plan | $24,094 |
| Wms Partners Llc | Investment advisory (participants), Direct payment from the plan | $24,080 |
| Seneca Financial Advisors Llc | Investment advisory (participants), Direct payment from the plan | $16,455 |
| One Capital Management Llc | Investment advisory (participants), Direct payment from the plan | $12,995 |
| Leslie Gale Advisors Llc | Investment advisory (participants), Direct payment from the plan | $7,483 |
| Charles Schwab & Co, Inc. | Securities brokerage, Direct payment from the plan, Securities brokerage commissions | $5,523 |
| Bleakley Financial Group Llc | Investment advisory (participants), Direct payment from the plan | $5,463 |