AUMdb

Lion Group, Inc. Profit Sharing Plan And Trust

Sponsored by Lion Group, Inc. · EIN 471845529 · Plan #002

Total assets
$37.4M
Net assets
$37.3M
Active participants
1,037
With balances
615

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Mgo One Seven Llc CRD 283087 deterministic · 100% 2024
Strategic Advisors Llc CRD 125882 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Mgo One Seven Llc Investment advisory (plan) $48,000
Strategic Advisors, Inc. Investment advisory (plan) $13,303
Fidelity Investments Institutional Participant loan processing, Sub-transfer agency fees, Recordkeeping fees $11,905