Swiss American Cdmo 401(k) Savings Plan
Sponsored by Swiss American Cdmo, Llc · EIN 475678076 · Plan #001
- Total assets
- $7.2M
- Net assets
- $7.2M
- Active participants
- 233
- With balances
- 157
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Prospera Financial Services, Inc. CRD 10740 | deterministic · 100% | 2024 |
| Empower Advisory Group, Llc CRD 112058 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Empower Annuity Ins Co. Of America | Recordkeeping fees | $23,057 |
| Prospera Financial Services Inc | Investment advisory (plan) | $16,263 |
| Definiti Llc | Contract administrator | $8,444 |
| Loren D. Stark Company | Contract administrator | $3,953 |
| Empower Advisory Group, Llc | Investment management | $1,358 |