The Jockey Club 401(k) Plan
Sponsored by The Jockey Club · EIN 130888345 · Plan #002
- Total assets
- $45.7M
- Net assets
- $45.7M
- Active participants
- 266
- With balances
- 250
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Breion Lashay Rollins CRD 337706 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Trg Financial Inc | Investment advisory (plan) | $36,000 |
| Fidelity Investments Institutional | Participant loan processing, Sub-transfer agency fees, Recordkeeping fees | $30,438 |
| Dean Dorton | Accounting | $12,000 |