AUMdb

Adams Keegan Retirement Savings Plan

Sponsored by Adams Keegan Inc. · EIN 621311326 · Plan #333

Total assets
$415M
Net assets
$415M
Active participants
24,235
With balances
8,583

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
B. Riley Wealth Advisors, Inc. CRD 115927 deterministic · 100% 2024
Duncan Williams Asset Management, Llc CRD 174809 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Duncan Williams Asset Management Investment advisory (participants) $441,796
B. Riley Wealth Advisors, Inc. Investment advisory (participants) $268,438
John Hancock Life Insurance Company Recordkeeping, Investment management, Sub-transfer agency fees $16,984