AUMdb

Moffatt & Nichol 401(k) Profit Sharing Plan

Sponsored by Moffatt & Nichol · EIN 951951343 · Plan #001

Total assets
$230M
Net assets
$230M
Active participants
1,024
With balances
1,131

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Alphapoint, Inc. CRD 130115 deterministic · 100% 2024
Ep Wealth Advisors, Llc. CRD 111147 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Schwab Retirement Plan Services,Inc Recordkeeping, Investment advisory (participants), Direct payment from the plan $118,505
Alphapoint Inc Investment management, Direct payment from the plan $22,500
Ep Wealth Advisors Llc Investment advisory (participants), Direct payment from the plan $9,187
Charles Schwab & Co., Inc Securities brokerage, Direct payment from the plan, Float revenue $232