AUMdb

Rocking Horse Ranch Profit Sharing And 401 K Plan

Sponsored by Rocking Horse Ranch Operatingco Llc · EIN 990846577 · Plan #001

Total assets
$3.6M
Net assets
$3.6M
Active participants
124
With balances
160

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Wells Fargo Clearing Services, Llc CRD 19616 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Wells Fargo Investment management fees (direct) $19,632
Heller Pension Associates, Inc Recordkeeping, Consulting (pension) $11,330
Transamerica Financial Life Insuran Recordkeeping, Participant loan processing, Investment management fees (indirect) $6,861
Wells Fargo Clearing Services, Llc Investment advisory (plan) $1,025