The Third Floor, Inc. 401(k) Plan
Sponsored by The Third Floor, Inc. · EIN 201755197 · Plan #001
- Total assets
- $15.5M
- Net assets
- $15.5M
- Active participants
- 198
- With balances
- 190
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Monarch Plan Advisors CRD 286612 | deterministic · 100% | 2024 |
| Strategic Advisors Llc CRD 125882 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Fidelity Investments Institutional | Participant loan processing, Recordkeeping fees, Account maintenance fees | $37,649 |
| Monarch Plan Advisors | Investment advisory (plan) | $35,189 |
| Jones & Malhotra | Accounting | $10,000 |
| Strategic Advisors, Inc. | Investment advisory (plan) | $9,344 |
| Ascensus Holdings, Inc. | Consulting (general) | $8,918 |