AUMdb

Loeb & Loeb Llp Profit Sharing And 401(k) Plan

Sponsored by Loeb & Loeb Llp · EIN 951780806 · Plan #005

Total assets
$438M
Net assets
$438M
Active participants
718
With balances
936

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Hightower Advisors, Llc CRD 145323 deterministic · 100% 2024
Ubs Financial Services Inc. CRD 8174 deterministic · 100% 2024
Signature Estate & Investment Advisors Llc CRD 108163 fuzzy_auto · 94% 2024
Wells Fargo Clearing Services, Llc CRD 19616 deterministic · 100% 2024
Morgan Stanley Smith Barney Llc CRD 149777 deterministic · 100% 2024
Charles Schwab & Co., Inc. CRD 5393 fuzzy_auto · 96% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Oneamerica Retirement Services Llc Recordkeeping, Participant loan processing, Participant communication $95,974
Hightower Advisors Investment advisory (participants), Investment management fees (direct) $75,181
Ubs Financial Services Investment advisory (participants), Investment advisory (plan), Investment management fees (direct) $45,147
Signature Estate & Investment Investment advisory (participants), Direct payment from the plan $32,865
City National Bank Investment advisory (participants), Investment management fees (direct) $19,668
Raymond James Investment advisory (participants), Investment management fees (direct) $11,782
Wells Fargo Advisors Investment advisory (participants), Investment management fees (direct) $11,781
Schwab Retirement Plan Services Inc Recordkeeping, Direct payment from the plan, Recordkeeping fees $7,134
Morgan Stanley Investment advisory (participants), Investment management fees (direct) $6,306
Charles Schwab & Co., Inc. Investment advisory (plan), Securities brokerage, Direct payment from the plan $3,081