The Iowa Clinic 401(k) Profit Sharing Plan
Sponsored by The Iowa Clinic, P.C. · EIN 421420077 · Plan #001
- Total assets
- $329M
- Net assets
- $329M
- Active participants
- 1,230
- With balances
- 1,794
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Foster Group, Inc. CRD 107148 | deterministic · 100% | 2024 |
| Ubs Financial Services Inc. CRD 8174 | deterministic · 100% | 2024 |
| Morgan Stanley Smith Barney Llc CRD 149777 | deterministic · 100% | 2024 |
| Rbs Wealth Management, Llc CRD 336536 | fuzzy_auto · 97% | 2024 |
| Capital Resource Management Inc CRD 106768 | deterministic · 100% | 2024 |
| Lpl Financial Llc CRD 6413 | deterministic · 100% | 2024 |
| Wells Fargo Clearing Services, Llc CRD 19616 | deterministic · 100% | 2024 |
| Choreo, Llc CRD 111221 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Principal Life Insurance Co | Contract administrator, Participant loan processing, Direct payment from the plan | $153,106 |
| Ed Mcgill Northwestern Mutual | Investment advisory (participants), Securities brokerage, Investment management fees (direct) | $67,589 |
| Foster Group, Inc. | Investment advisory (participants), Securities brokerage, Investment management fees (direct) | $54,450 |
| Ubs Financial Services | Investment advisory (participants), Account maintenance fees, Direct payment from the plan | $51,972 |
| Daniel Kelly Dm Kelly & Co | Investment advisory (participants), Securities brokerage, Investment management fees (direct) | $37,041 |
| Morgan Stanley | Investment advisory (plan), Other investment fees and expenses, Investment management | $33,549 |
| Merrill Lynch | Custodial (securities), Investment management fees (direct), Investment management fees (indirect) | $25,421 |
| Nylife Securities, Llc | Investment advisory (participants) | $22,092 |
| Rbc Wealth Management | Account maintenance fees, Securities brokerage commissions, Investment management fees (direct) | $20,024 |
| Capital Resource Management | Investment advisory (participants) | $18,584 |
| Lpl Financial | Investment advisory (participants) | $13,629 |
| Wells Fargo Advisors Llc | Investment advisory (participants), Distribution (12b-1) fees, Other investment fees and expenses | $10,224 |
| Choreo Llc | Investment advisory (participants) | $6,438 |