Hilltop Holdings Inc. 401(k) Plan
Sponsored by Hilltop Holdings Inc. · EIN 841477939 · Plan #001
- Total assets
- $810M
- Net assets
- $810M
- Active participants
- 3,609
- With balances
- 5,277
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Atwood & Palmer, Inc. CRD 104995 | fuzzy_auto · 96% | 2024 |
| Financial Designs Corporation CRD 14829 | deterministic · 100% | 2024 |
| Fisher Asset Management, Llc CRD 107342 | deterministic · 100% | 2024 |
| Newbury Capital Management, Llc CRD 148516 | deterministic · 100% | 2024 |
| Beaird Harris Wealth Management, Llc CRD 107238 | deterministic · 100% | 2024 |
| 7 Th Harvest Investments CRD 139792 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Schwab Retirement Plan Services Inc | Recordkeeping, Investment advisory (participants), Direct payment from the plan | $360,583 |
| Atwood & Palmer Inc | Investment advisory (participants), Direct payment from the plan | $13,640 |
| Charles Schwab & Co Inc | Securities brokerage, Direct payment from the plan, Float revenue | $10,652 |
| Financial Designs Corporation | Investment advisory (participants), Direct payment from the plan | $9,760 |
| Fisher Investments | Investment advisory (participants), Direct payment from the plan | $9,322 |
| Newbury Capital Management Llc | Investment advisory (participants), Direct payment from the plan | $8,310 |
| Beaird Harris | Investment advisory (participants), Direct payment from the plan | $7,934 |
| 7 Th Harvest Investments Llc | Investment advisory (participants), Direct payment from the plan | $5,627 |