The Surgical Clinic 401(k) Profit Sharing Plan
Sponsored by The Surgical Clinic, Pllc · EIN 621699673 · Plan #002
- Total assets
- $59.8M
- Net assets
- $59.8M
- Active participants
- 191
- With balances
- 268
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Janney Montgomery Scott Llc CRD 463 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Janney Montgomery Scott, Llc | Investment advisory (participants), Securities brokerage commissions, Direct payment from the plan | $62,135 |
| Nwps | Recordkeeping, Direct payment from the plan, Recordkeeping fees | $28,780 |
| Matrix Trust Company | Custodial (securities), Direct payment from the plan, Trustee (institutional) | $15,001 |