AUMdb

Allen Matkins Profit Sharing And 401(k) Plan

Sponsored by Allen Matkins Leck Gamble Mallory & Natsis Llp · EIN 953605309 · Plan #003

Total assets
$303M
Net assets
$303M
Active participants
429
With balances
569

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Corient Private Wealth Lp CRD 319448 deterministic · 100% 2024
Fisher Asset Management, Llc CRD 107342 deterministic · 100% 2024
Pacifica Capital Investments Llc CRD 125790 fuzzy_auto · 99% 2024
Conquis Financial Llc CRD 319579 deterministic · 100% 2024
Morgan Stanley Smith Barney Llc CRD 149777 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Schwab Retirement Plan Services,Inc Recordkeeping, Investment advisory (participants), Direct payment from the plan $40,350
Corient Private Wealth Llc Investment advisory (participants), Direct payment from the plan $35,582
Fisher Investments Investment advisory (participants), Direct payment from the plan $34,565
Pacifica Capital Investments L Investment advisory (participants), Direct payment from the plan $30,419
Conquis Financial Llc Investment advisory (participants), Direct payment from the plan $23,440
Morningstar Investment Service Investment advisory (participants), Direct payment from the plan $15,608
Litman Gregory Wealth Mgmt Investment advisory (participants), Direct payment from the plan $12,203
Morgan Stanley Smith Barney Investment management, Direct payment from the plan, Securities brokerage commissions $8,190
Charles Schwab & Co., Inc. Securities brokerage, Direct payment from the plan, Float revenue $742