Ameriprise Financial 401(k) Plan
Sponsored by Ameriprise Financial, Inc. · EIN 133180631 · Plan #001
- Total assets
- $3.6B
- Net assets
- $3.6B
- Active participants
- 8,958
- With balances
- 11,868
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Congress Asset Management Company, Llp CRD 105161 | fuzzy_auto · 97% | 2024 |
| Towers Watson Investment Services, Inc. CRD 110473 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Alight Solutions Llc | Recordkeeping, Participant communication, Direct payment from the plan | $724,782 |
| Congress Asset Management | Investment management, Investment management fees (direct), Investment management fees (indirect) | $525,017 |
| Principal Trust Co | Custodial (other), Custodial (securities), Trustee (institutional) | $189,656 |
| Towers Watson Investment Services | Investment advisory (plan), Direct payment from the plan | $132,184 |
| Alight Financial Solutions, Llc | Securities brokerage, Finders' fees/placement fees, Distribution (12b-1) fees | $75,094 |
| Pershing Llc | Shareholder servicing fees, Finders' fees/placement fees, Securities brokerage commissions | $0 |