AUMdb

Case Management 401(k) Savings Plan

Sponsored by Case Management Unit · EIN 251635351 · Plan #001

Total assets
$4.7M
Net assets
$4.7M
Active participants
104
With balances
150

Plan year beginning 07/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Rbc Capital Markets, Llc CRD 31194 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Rbc Capital Markets Llc Investment advisory (plan) $22,456
Transamerica Retirement Recordkeeping, Participant loan processing, Investment management fees (indirect) $20,285
Pennsylvania Pension Planners Recordkeeping, Participant loan processing, Recordkeeping fees $1,750