AUMdb

Roots Management Group 401(k) Plan

Sponsored by Roots Management Group, Llc · EIN 870855596 · Plan #001

Total assets
$4.9M
Net assets
$4.9M
Active participants
643
With balances
758

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Cetera Investment Advisers Llc CRD 105644 fuzzy_auto · 98% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Transamerica Retirement Solutions Recordkeeping, Float revenue, Participant loan processing $63,009
Dwc The 401(k) Experts Recordkeeping, Participant loan processing, Recordkeeping fees $30,689
Big Benefit Corp Consulting (pension) $14,268
Cetera Investment Advisors Llc Investment advisory (plan) $5,215