Conning & Company (U.S.) Retirement Savings Plan
Sponsored by Conning & Company · EIN 061174588 · Plan #003
- Total assets
- $160M
- Net assets
- $160M
- Active participants
- 370
- With balances
- 470
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Empower Advisory Group, Llc CRD 112058 | deterministic · 100% | 2024 |
| Charles Schwab & Co., Inc. CRD 5393 | fuzzy_auto · 96% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Empower Advisory Group, Llc | Investment management | $22,336 |
| Empower Annuity Insurance Company | Recordkeeping fees | $10,245 |
| Marsh Usa Inc | Accounting | $7,500 |
| Clifton Larsonallen, Llp | Accounting | $6,300 |
| Charles Schwab & Co, Inc | Investment advisory (participants) | $46 |