AUMdb

9 Dot 401(k) Plan

Sponsored by 9 Dot Education Solutions, Llc · EIN 371663300 · Plan #001

Total assets
$102M
Net assets
$102M
Active participants
2,009
With balances
2,104

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Empower Advisory Group, Llc CRD 112058 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Empower Annuity Insurance Company Recordkeeping fees $170,004
Empower Advisory Group, Llc Investment management $41,885
Nova 401(k) Associates Contract administrator $31,976
3 38 Investment Fiduciaries Inc Investment advisory (plan) $20,837
Pension Assurance Llp Other fees $16,000
Kestra Investment Services Llc Other commissions $0