The Imperial Capital, Llc 401(k) Plan
Sponsored by Imperial Capital, Llc · EIN 954644495 · Plan #001
- Total assets
- $44.8M
- Net assets
- $44.8M
- Active participants
- 90
- With balances
- 161
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
No linked investment advisers.
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Kestra Financial Inc | Investment management, Direct payment from the plan | $75,549 |
| Schwab Retirement Plan Services Inc | Recordkeeping, Direct payment from the plan, Recordkeeping fees | $36,453 |
| Charles Schwab & Co., Inc. | Direct payment from the plan, Float revenue, Other investment fees and expenses | $938 |